Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
March 13 Webcast: ‘Cleansing the Muddy Waters’ – Legal and Communications Strategies for US-Listed Chinese Companies in 2012
Please join Christine Beliveau, Gordon McCoun and Patrick Hunnius for this webcast.
Full Story »
Game Over: DOJ Moves To Dismiss Africa Sting Cases
DOJ moves to dismiss with prejudice all underlying indictments in Africa sting.
Full Story »
Securities Docket News Wire for Feb. 21, 2012
Get caught up with the Securities Docket News Wire for Feb. 21, 2012.
Full Story »
Expert Networker John Kinnucan Arrested by FBI in Trading Probe
Kinnucan claims he refused to secretly record others in U.S. probe of insider trading.
Full Story »
Dateline Reykjavik: Supreme Court Upholds Iceland’s First-Ever Insider Trading Conviction
Iceland’s first-ever insider trading conviction upheld by Supreme Court.
Full Story »
‘Ominous tirades’ alleged in insider trader case
Federal prosecutors say defendant left them a series of threating, bigoted and obscene voicemail messages.
Full Story »
March 7 Webcast: The ERISA and Securities Litigation Snapshot — Things You Can Do Now to Minimize CFO and Board Liability
Please join Jim Baker, Rhonda Prussack, Gerry Czarnecki, and Dr. Susan Mangiero for this webcast.
Full Story »
Prosecutors Prepare For Trial As DOJ Brass Weighs FCPA Sting Case
DOJ deciding whether or not to move forward with the case after setbacks.
Insider trader tells students his story
Insider trading defendant tells students of the “catastrophic consequences” from his crime.
Defense begins presenting its case in R. Allen Stanford trial
Defense portrays Allen Stanford as “business visionary.”
U.S. Attorney’s Office Names Marc Berger New Chief of Securities Fraud Unit
Berger follows Christopher L. Garcia as new chief of SDNY’s securities fraud unit.
FSA’s Cole to Depart; Helped Oversee UK’s Transition from ‘Light Touch’ to ‘Be Frightened’
During Cole’s seven years, FSA made transition from “light touch” to “be frightened.”
Pfizer Knocks Out Securities Class Action Over Alzheimer’s Drug
Court dismisses securities class action against Pfizer and five former Wyeth executives.
Michael MacPhail Joins Faegre Baker Daniels in Denver
MacPhail was formerly the deputy assistant director in the SEC’s Denver Regional Office.
President Proposes Over 1.5 Billion SEC Budget for FY2013, But House Likely to Resist
Obama proposal for SEC budget of $1.566 billion now faces skeptical House.
Judge Guts BP Securities Class Action But Allows Some Claims to Proceed
Court limits case to claims by purchasers of American Depositary Receipts.
Criminal
- Red Flags Pointed Directly to Madoff –Fraud Files Blog
- Big bribery sting — zero convictions — The National Law Journal
- Madoff trustee Irving Picard claims Mets owners knew about Bernie Madoff’s Ponzi scheme but loved profits
- Feb. 29 Webcast: Recent Developments in FCPA and International Anti-Corruption Enforcement and Compliance
- Prosecutors: Gupta wasn’t Rajaratnam’s only insider
Global
- Hong Kong Regulator Says It Should Be Able to Redress Investors
- UK looks to bridge regulatory divide with US
- Filings of Securities Class Actions in Canada Reach New High
- British Regulator Fines Einhorn in Insider Trading Case
- Dutch Court Holds Collective Securities Settlement to Be Binding — The D&O Diary