By Securities Docket on March 15, 2010, 4:11 pm
Sen. Dodd announces his new bill on Capitol Hill.
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Posted in Industry, Regulation | Tagged Legislation, US Congress
By Securities Docket on March 15, 2010, 1:05 pm
Listen to and download Securities Docket Radio on iTunes!
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Posted in SD Insider | Tagged iTunes, Radio
By Securities Docket on March 15, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for Mar. 15, 2010.
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Posted in News Wire | Tagged News Wire
By Securities Docket on March 9, 2010, 10:26 am
Judge’s certification of controversial order allows immediate appeal.
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Posted in Criminal | Tagged Bankruptcy, Madoff, Trustee
By Securities Docket on March 9, 2010, 11:42 am
Former securities litigator released from federal custody earlier this week.
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Posted in Criminal | Tagged Class Actions, Sentencing
By Securities Docket on March 9, 2010, 12:15 pm
Harry Markopolos appears on The Daily Show.
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Posted in Criminal, Video | Tagged Madoff, Videos, Whistleblowers
By Securities Docket on March 9, 2010, 3:29 pm
SIPC issues warning about fictitious “ISIPC.”
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Posted in Industry | Tagged Madoff, SIPC
By Securities Docket on March 10, 2010, 1:51 pm
London jury finds former Cazenove partner guilty.
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Posted in Global | Tagged FSA, Insider Trading, Trials, UK
By Securities Docket on March 10, 2010, 2:25 pm
White collar litigators join Arnold & Porter from Arent Fox.
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Posted in People | Tagged Lawyers
By Securities Docket on March 10, 2010, 2:47 pm
The DOJ and SEC have made it crystal clear: FCPA enforcement is a top priority in 2010.
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Posted in Criminal, SEC | Tagged FCPA
By Securities Docket on March 11, 2010, 10:04 am
Please join Steve Herscovici and Bill Chambers for this free webcast.
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Posted in SD Insider | Tagged Rating agencies, Webcasts
By Securities Docket on March 11, 2010, 1:44 pm
Case is second under Reg FD in last six months.
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Posted in SEC | Tagged Regulation FD
By Securities Docket on March 11, 2010, 2:08 pm
Victims lobby to made whole, but critics label effort a hidden tax increase.
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Posted in Criminal | Tagged Madoff, SIPC
By Securities Docket on March 11, 2010, 2:25 pm
Duel promotions may signal new emphasis on fighting corporate securities fraud.
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Posted in Criminal | Tagged Lawyers, Prosecutors
By Securities Docket on March 11, 2010, 3:35 pm
Former Cazenove partner sentenced following insider trading conviction.
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Posted in Global | Tagged Insider Trading, UK
By Securities Docket on March 12, 2010, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for Mar. 12, 2010.
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Posted in News Wire | Tagged News Wire
By Securities Docket on March 12, 2010, 2:48 pm
Six-person securities litigation and enforcement group joins Bryan Cave.
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Posted in People | Tagged Lawyers
By Securities Docket on March 12, 2010, 5:28 pm
Securities Docket Radio is here!
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Posted in SD Insider | Tagged Market Abuse, Radio