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Ex-Intel Executive Pleads Guilty in Galleon Case
Rajiv Goel becomes tenth person to enter guilty plea in Galleon Group case.
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Wall Street Firms Hire CIA Experts to Detect Lies
Financial firms recruit “spooks” on active service to help with investment decisions.
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Pokemon Mogul Buys Madoff Apartment
Madoff’s Manhattan penthouse purchased by 4Kids CEO, Alfred Kahn.
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State Street Settles SEC Subprime Case for $300 Million
State Street Bank agrees to pay more than $300 million to settle SEC charges.
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Fifth Circuit Stays Order on Stanford Legal Fees
Fifth Circuit stays order requiring Stanford’s insurance company to pay legal fees.
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Securities Docket A.M. News Wire for Feb. 8, 2010
Get caught up with the Securities Docket A.M. News Wire for Feb. 8, 2010.
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FINRA Lays Off Five Senior Enforcement Officials
FINRA lays off five senior enforcement officials as part of recent management restructuring.
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BAE Systems to Pay $400 Million to Settle Bribery Charges
BAE Systems settles bribery cases with DOJ and the UK Serious Fraud Office.
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Diana Weiss, James Capra, Jr., and James Cusick Join King & Spalding
Three litigators join K&S from Orrick.
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SEC’s New Approach to Enforcement Showing Results in Insider Trading Area
Uptick in number of insider trading cases attributed in part to SEC Enforcement Division reorganization.
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N.C. Judge Upholds Settlement in Wachovia Shareholder Litigation
Judge upholds settlement in shareholder lawsuit over sale of Wachovia to Wells Fargo.
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Thank You to Our Sponsors
Thank you to our sponsors Alvarez & Marsal, Daylight Forensic & Advisory, FTI Consulting and FAILSAFE CPA.
Archived Version and Materials for Jan. 21 Webcast–’TARP Update: Current Opportunities and Pitfalls’
Lily Fu Claffee, R. Christopher Cook, Chip MacDonald, and Patrick J. Long joined us for this free webcast.
Archived Version and Materials for Jan. 12 Webcast–’Causes and Economic Consequences of Merger & Acquisition Disputes’
Michael Conway, Jacob Smith, Jeff Litvak, and Nicole Wells joined us for this free webcast.
Dissecting the Investor Protection Act
If passed by the Senate, key provisions in the Investor Protection Act will shake up SEC enforcement and operations.
Class Actions
- Jury Finds Against Vivendi in Rare Securities Class Action Trial
- Rating Agencies Off the Hook in Lehman Case
- Florida Caps Attorneys’ Fees for its Securities Class Action Cases
- Sean Coffey Sees Support from Plaintiffs’ and Defense Counsel in NY AG Race
- Galleon Dismissed as Lead Plaintiff in Herley Industries Securities Class Action
Criminal
- Madoff Family Members Agree to Asset Freeze
- Lenowitz Sentenced to Three Years Probation in UBS Insider Trading Case
- ‘Octopussy’ and Six Others Plead Not Guilty to Insider Trading
- SEC Admits It Received Galleon Wiretaps Mistakenly Sent by SDNY
- Witness Testifies Stanford Executive Received Order to Retain Documents Prior to Shredding
SD Insider
- SEC Files Latest ‘Familial Betrayal’ Case
- CFTC: Billy Ray and Winthrop Were Not Insider Traders
- Wall Street: Money Never Sleeps (Trailer)
- Today’s Webcast Materials: Jan. 21 Webcast on ‘TARP Update: Current Opportunities and Pitfalls’
- January 21 Webcast–TARP Update: Current Opportunities and Pitfalls