‘Enforcement 40′ for 2017
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Dec. 10 Webcast: SEC Enforcement — Current Developments and What’s Ahead for 2020
Please join Bill McLucas, Doug Davison and Marty Wilczynski for this free webcast.
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Guest Column — Snapshot of a Cleaner Street: Another Landmark Year for Securities Enforcement
Guest columnist Jordan Thomas breaks down the recently-released 2019 Annual Report of the SEC’s Division of Enforcement.
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March 25 Webcast: Leveraging Data Analytics to Minimize Risk in the Financial Services Industry
Please join Joshua Dennis, Ellen Lafferty, Dan Ward and A.J. Bosco for this webcast.
Full Story »Criminal
- Under Armour Is Subject of Federal Accounting Probes – WSJ
- Snap says DOJ, SEC drop probe on IPO disclosures – Reuters
- Former Director of Corporate Law at Global Technology Company Indicted for Insider Trading | USAO-NJ | Department of Justice
- INSIGHT: The ‘Tipping’ Point—Possible Shakeup to Insider Trading Rules
- Cryptic messages, cute nicknames, and millions in profits — a pair of bankers and lovers allegedly took part in a massive insider-trading ring | Markets Insider
Global
- China Gives Digital Currencies a Reprieve as Beijing Warms to Blockchain – The New York Times
- Australian Securities Class Action Suit Reaches Judgment for the First Time | The D&O Diary
- The Securities Hype: First of its kind, but not the last – Lexology
- Former Billionaire Eike Batista Convicted for Insider Trading – Bloomberg
- Is it worth co-operating with the Serious Fraud Office? – FTAdviser.com
People
- Ex-Dealmaker for Uber Joins Fintech Startup Fundbox as Chief Legal Officer | Corporate Counsel
- Accomplished Team of Financial Regulation and Enforcement Partners Join Baker McKenzie | Newsroom | Baker McKenzie
- El Chapo Prosecutor, Senior SEC Official and White & Case Partner Launch White-Collar Boutique | Daily Business Review
- Barnes & Thornburg Adds Former CFTC and SEC Enforcement Attorney David S. Slovick to Washington, D.C., Office | News Releases | Barnes & Thornburg
- Greenberg Traurig’s White Collar Practice Attracts Former Federal Prosecutor David I. Miller | News | Greenberg Traurig LLP
SEC
- Supreme Court to Hear Case on Validity of SEC Disgorgement | Ropes & Gray LLP – JDSupra
- Does The SEC Really Even Need A Specific FCPA Unit? – FCPA Professor
- Third of SEC Enforcement Actions in FY ’19 Involved Advisors | ThinkAdvisor
- Mattel, PwC Obscured Accounting Issues, Former Executive Says – WSJ
- SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019