March 25 Webcast: Leveraging Data Analytics to Minimize Risk in the Financial Services Industry

March 25 Webcast: Leveraging Data Analytics to Minimize Risk in the Financial Services Industry

By Securities Docket on March 7, 2019, 3:27 pm

Please join Joshua Dennis, Ellen Lafferty, Dan Ward and A.J. Bosco for this webcast.

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Mar. 1 Webcast: SEC Enforcement — Current Developments and What’s Ahead for 2019

Mar. 1 Webcast: SEC Enforcement — Current Developments and What’s Ahead for 2019

By Securities Docket on February 13, 2019, 11:17 am

Please join Bill McLucas, Doug Davison, Marty Wilczynski and Steve Richards for this free webcast.

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Feb. 21 Webcast — The Securities Class Action Landscape: A Look Back at 2018 and What’s Ahead in 2019

Feb. 21 Webcast — The Securities Class Action Landscape: A Look Back at 2018 and What’s Ahead in 2019

By Securities Docket on January 29, 2019, 4:14 pm

Please join Jeff Lubitz and Stefan Boettrich for this free webcast.

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Securities Docket Announces ‘Enforcement 40′ for 2017

Securities Docket Announces ‘Enforcement 40′ for 2017

By Securities Docket on October 30, 2017, 7:46 am

Securities Docket announces its “Enforcement 40”— our list of the 40 best and brightest securities enforcement defense lawyers.

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Tipper X: The Wall Street Informant

By Securities Docket on July 19, 2019, 3:48 pm

Hardin was dropping off his dry cleaning on July 8, 2008 at 55th Street and Eighth Avenue when a man behind him asked “Are you Tom?” He turned around and there were two FBI agents in front of him. They sat down at Wendy’s, and the agents told him that they knew about the four […]

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A Roadmap For President Trump’s Crypto-Crackdown | LinkedIn

By Securities Docket on July 19, 2019, 3:43 pm

Even more significant than the political oddities of President Trump’s crypto-position, are the practical ramifications for the cryptocurrency marketplace. What should the cryptocurrency industry and marketplace expect now that the White House has officially taken such a loud, clear and unqualified anti-cryptocurrency position? Broken up into two parts, this article provides a possible roadmap of the […]

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“Increasingly Likely” Climate Change Liability Risks | The D&O Diary

By Securities Docket on July 19, 2019, 10:18 am

… In connection with the event, on July 11, 2019 the Clyde & Co law firm published an excellent, comprehensive paper on climate change developments and risks, entitled “Climate Change: Liability Risks for Businesses, Directors and Officers – The Coming Wave of Litigation” (here). This paper provides an overview of the challenges that businesses face […]

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Social media monitoring for FBI, SEC — GCN

By Securities Docket on July 18, 2019, 8:31 am

The Securities and Exchange Commission also issued a sources sought notice for a commercial, off-the-shelf social media monitoring subscription to help it track emerging risk areas and activities of market participants to identify potential securities law violations. Less interested in Twitter than the FBI, the SEC wants the ability to monitor Facebook, Instagram, YouTube, LinkedIn, […]

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Hertz sues former executives to recoup millions tied to accounting scandal

By Securities Docket on July 17, 2019, 9:49 am

In a rare legal move, Hertz seeks to collect millions from its former senior executives, blaming them for an accounting scandal that rocked the company five years ago. The Estero-based car rental giant and its parent company have filed companion lawsuits, pointing their collective finger at four executives. via Hertz sues former executives to recoup millions tied […]

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Cryptocurrencies Pose National Security Threat, Mnuchin Says – The New York Times

By Securities Docket on July 16, 2019, 9:21 am

Treasury Secretary Steven Mnuchin said on Monday that he had “very serious concerns” about cryptocurrencies, including the one being developed by Facebook, the latest indication that Washington is preparing to exert its power over digital currencies. In a briefing at the White House, Mr. Mnuchin said cryptocurrencies posed a national security threat because they can […]

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Murphy & McGonigle Adds to Stable of Former SEC Lawyers with Appointment of Thomas A. Ferrigno

By Securities Docket on July 16, 2019, 9:18 am

Murphy & McGonigle, the financial services and regulatory law firm, announced today that Thomas A. Ferrigno, a former Chief Counsel in the Securities and Exchange Commission’s Division of Enforcement, has joined the firm as a Shareholder. via Murphy & McGonigle Adds to Stable of Former SEC Lawyers with Appointment of Thomas A. Ferrigno.

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Ex-Big Law Attorneys Stock Trump White House Counsel’s Office | National Law Journal

By Securities Docket on July 15, 2019, 8:17 am

White House counsel Pat Cipollone, who succeeded Donald McGahn as the president’s top in-house lawyer, said a few months ago he planned to beef up the counsel’s team with more than a dozen new attorneys. The Trump White House counsel has played a central role in the administration’s attempts to shield current and former officials […]

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Why Corporate America Needs a Strong D&O Insurance Market | The D&O Diary

By Securities Docket on July 12, 2019, 8:47 am

It does not take a psychic to understand the title of this article.  But maybe it takes one more phrase to make the title complete: “because of the increase in securities litigation, the increase in enforcement activity by the SEC, Cybersecurity issues (and their regulatory issues) and the general uncertainties of the political environment in […]

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Crypto Standards Group Taps Legal Team to Reassure Lawmakers

By Securities Docket on July 12, 2019, 8:39 am

Prominent U.S. virtual currency exchanges are bringing in legal heavyweights from the worlds of traditional finance and blockchain to help develop a self-regulatory organization. Alma Angotti, a former senior official at the SEC and Treasury’s Financial Crimes Enforcement Network, as well as Dana Syracuse, a former New York Department of Financial Services general counsel, are […]

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