Part II of my interview with Jonathan Sokobin, Director of the SEC’s Office of Risk Assessment, is now available on my Enforcement Action blog over at Compliance Week (click here). Part II addresses why some at the agency believe Lynn Turner’s recent criticism of the SEC in his Congressional testimony was gratuitous, as well as Sokobin’s view of the role and future of the ORA.
Read Part I (The SEC’s Office of Risk Assessment: Reloaded)
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[...] SEC’s seemingly “on again, off again” risk assessment efforts are back in the spotlight, as the SEC announced today [...]