A copy of the SEC Inspector General’s Report entitled, “Employee’s Securities Transactions Raise Suspicions of Insider Trading and Create Appearances of Impropriety” is available here. (via CBS News).
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[...] Copy of SEC IG Report: “Employee’s Securities Transactions Raise Suspicions of Insider Trading??… – by Bruce Carton of Securities Docket [...]
[...] Griffin will have her hands full. From the SEC OIG Report: The current disclosure requirements and compliance system are based on the honor system. and there [...]