It remains unclear what the SEC and CFTC will end up doing to coordinate their regulatory efforts now that both appear safe from being abolished, but one thing is now clear: whatever they do will be “harmonious.” Full details in two-part harmony are available in this post on my Enforcement Action blog over at Compliance Week.
Subscribe to Securities Docket by Email
[...] featuring CFTC Commissioner Brad Chilton analyzing the meetings and what must be done to “harmonize” the role of the two [...]