Jan. 27 Webcast Materials
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You are browsing the archive for August 2009.
Mary SEC’s Schapiro Ranked 56th “Most Powerful” Woman
SEC Chairman Schapiro lands at #56 on Forbes’ “100 Most Powerful Women” list.
SEC Settles ISE Insider Trading Case
The SEC has settled an insider trading case against a New York financial consultant.
Former SEC Commissioner Atkins Appointed to Bailout Watchdog Panel
Former SEC commissioner Atkins has been appointed to the panel overseeing the $700 billion financial bailout.
Securities Docket A.M. News Wire for August 21, 2009
Get caught up with the Securities Docket A.M. News Wire for August 21, 2009.
Thank You to Our Sponsors: Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA
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Website Maintenance Thurs. Night Beginning at 10 pm…
Beginning at 10 pm Eastern tonight, Securities Docket will be under construction for a design overhaul. If you see some odd styles or things that appear to be changing, it’s not your imagination! We should be fully functional and looking sharp shortly.
Madoff’s 90-Foot Yacht “Bull” Up for Sale
Bernard Madoff’s 90-foot yacht (“Bull”) has been released by administrators to be put up for sale.
Germany: Stuttgart Prosecutors Raid Porsche in Insider Trading Probe
Thursday, officers from the Stuttgart prosecutor raided the headquarters of Porsche.
Regulatory Harmony
It remains unclear what the SEC and CFTC will end up doing to coordinate their regulatory efforts now that both appear safe from being abolished, but one thing is now clear: whatever they do will be “harmonious.”
Hong Kong: SFC Charges U.S. Hedge Fund Tiger Asia With Insider Trading, Manipulation
Hong Kong’s SFC has charged Tiger Asia Management with insider trading and manipulation.