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You are browsing the archive for September 2009.
Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 25
A digest of Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”) for the week ending Sept. 25.
Court Dismisses Securities Class Action Against AuthenTec
Court finds statements at issue were forward-looking statements.
Maynard Jenkins Fires Back at SEC in Clawback Case
Jenkins’ motion to dismiss complains of “Draconian penalty on an admittedly innocent person.”
“Enron, the Play” to Become “Enron, the Movie”
Columbia Pictures has acquired the screen rights to “Enron” in a high six-figure deal.
SEC Sues Former CFO of ACL for Reg. FD Violation
SEC declines to bring case against company due to compliance efforts and self-reporting.
Securities Docket A.M. News Wire for September 25, 2009
Get caught up with the Securities Docket A.M. News Wire for September 25, 2009.
Thank You to Our Sponsors: Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA
Thank you to Securities Docket website sponsors Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA.
SD Video: Less Than Zero, Part II
Ross Albert joins Bruce Carton to break down allegations of two insider trading efforts that never had a prayer of success.
Global Corruption Report 2009 Finds Scale of Bribery “Staggering”
Study finds bribes between $20 billion and $40 billion annually.
SEC Commissioner Paredes Calls for Less Lawyers, Deeper Understanding of Markets at Agency
Commissioner says SEC needs more staff with a deep understanding of financial markets.