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You are browsing the archive for September 2009.
Securities Docket A.M. News Wire for 2009-09-16
BofA Case Over Parmalat Starts http://bit.ly/hr7lg # Australia: Scandal Surrounds Possible Telstra Split http://bit.ly/3W6fVt # U.S. States Seek More Power Over Money Managers, Replacing SEC http://bit.ly/3yjlIs # SD Video: Analysis of the Court's Rejection of the SEC-BofA Settlement http://bit.ly/16zQ62 # Stanford ruling prompts jurisdictional spat http://bit.ly/6BWHM # FOX Business Video: Stanford Lawyer Permitted to Withdraw, [...]
Securities Docket A.M. News Wire for September 16, 2009
Get caught up with the Securities Docket A.M. News Wire for September 16, 2009.
SD Video: Analysis of the Court’s Rejection of the SEC-BofA Settlement
Peter Henning and David Seide join Bruce Carton to break down the latest in the SEC-BofA settlement.
FOX Business Video: Stanford Lawyer Permitted to Withdraw, Leaving Him With Public Defender
Allen Stanford was back in court today on his attorney’s motion to withdraw as counsel.
Adam Feeley to Lead NZ’s Serious Fraud Office
New chief executive expected to take over in November.
UK: Despite FSA Crackdown, Insider Trading Still Common Prior to Takeovers
“Abnormal” share-price movements occurred before nearly one third of takeovers.
WSJ Video: Judge Says BofA-SEC Settlement Suggests Collusion
Does the SEC-BofA settlement suggest collusion?
Securities Docket A.M. News Wire for September 15, 2009
Get caught up with the Securities Docket A.M. News Wire for September 15, 2009.
SEC to Work More Closely With States on Tips, Active Probes
Enforcement Director Robert Khuzami speaks at North American Securities Administrators Association conference.