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You are browsing the archive for October 2009.
Securities Docket A.M. News Wire for October 31, 2009
Get caught up with the Securities Docket A.M. News Wire for October 31, 2009.
Web Watch: Best Blog Posts and Columns For the Week Ending Oct. 30
A digest of Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”) for the week ending Oct. 30.
SD Video: Carton on Three Upcoming Webcasts
Securities Docket editor Bruce Carton previews three excellent webcasts that are coming soon.
UK Analyst Denies Pushing the RINGA
“Why would I distribute RINGA repeatedly and leave myself exposed,” analyst asks.
MSNBC Video: Madoff Auditor Friehling to Plead Guilty
Friehling agrees to plead guilty to seven criminal counts.
Securities Docket A.M. News Wire for October 30, 2009
Get caught up with the Securities Docket A.M. News Wire for October 30, 2009.
CNBC Video: Galleon Pays Big for an “Edge”
Henny Sender provides details on her report in today’s Financial Times.
November 12 Webcast — FCPA: Overcoming the Toughest Issues
Please join Elliott Leary, Phil Desing, Hank Walther and Larry Urgenson for this free webcast.
Court Rejects DiPascali’s Renewed Bid for Bail in Madoff Case
Judge will reconsider bail if prosecutors detail “quality” of cooperation.
Belgium: CBFA Expands Insider Trading Inquiry in Fortis
640 insiders asked to provide details on what they knew and when.