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You are browsing the archive for October 2009.
Securities Docket A.M. News Wire for October 23, 2009
Get caught up with the Securities Docket A.M. News Wire for October 23, 2009.
Thank You to Our Sponsors: Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA
Thank you to Securities Docket website sponsors Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA.
Court Rejects Motion to Delay SEC Investigation Because of Parallel Criminal Investigation
Court finds it lacks jurisdiction to interfere with an investigation of the SEC.
France: Former Vivendi Execs Messier and Bronfman Must Stand Trial
Lawyers for Messier and Bronfman declare their clients innocent.
Chais Argues SEC “Provided Credibility to Madoff”
Stanley Chais raises novel affirmative defense in his Answer to SEC lawsuit.
Galleon Group, Rajaratnam Hire Gibson Dunn & Crutcher
Galleon Group hires GD&C to advise it on wind down of its hedge fund.
Securities Docket A.M. News Wire for October 22, 2009
Get caught up with the Securities Docket A.M. News Wire for October 22, 2009.
Sri Lanka Says It Will Not Seize Rajaratnam’s Assets Unless Proven Guilty of Financing Terrorism
Assets in Sri Lanka estimated at Rs.12 billion (approx. US$104 million).
November 9 Webcast: OTC Derivatives and Structured Products in the New Economy
Please join Andrea S. Kramer, Robert M. MacLaverty, and Paul Stephens for this free webcast.