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You are browsing the archive for October 2009.
Securities Docket A.M. News Wire for October 17, 2009
Get caught up with the Securities Docket A.M. News Wire for October 17, 2009.
Web Watch: Best Blog Posts and Columns For the Week Ending Oct. 16
A digest of Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”) for the week ending Oct. 16.
Sen. Bennett Again Raises Pay-to-Play Issue for Securities Class Actions
Senator warns that Congress may have to step in.
Thank You to Our Sponsors: Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA
Thank you to Securities Docket website sponsors Alvarez & Marsal, Daylight Forensic & Advisory, and FAILSAFE CPA.
DiPascali, Prosecutors Again Ask Court to Approve Bail
New proposal includes a $10 million bond, co-signed by nine people.
CNBC Video: Billionaire, Five Others Charged With Hedge Fund Insider Trading
Billionaire Raj Rajaratnam and five others were charged today by prosecutors.
“Zero Percent Chance” Case Gets Worse
Criminal authorities now also charging former Nixon Peabody associate.
SEC Enforcement Brings on First-Ever “COO”
Adam Storch will assume responsibility for several key areas needing improvement.
Securities Docket A.M. News Wire for October 16, 2009
Get caught up with the Securities Docket A.M. News Wire for October 16, 2009.
UK: Insider Trading Trial of Dentist and Son Resumes
Trial initially began in September 2008, but was postponed due to procedural arguments.