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You are browsing the archive for November 2009.
Securities Docket A.M. News Wire for Nov. 6, 2009
Get caught up with the Securities Docket A.M. News Wire for Nov. 6, 2009.
Octopussy and the Golden Goose
Today’s insider trading case again proves the SEC loves a good nickname.
AmLaw Video: Challenges Facing the SEC
Ralph Ferrara of Dewey & LeBoeuf says more power is not what SEC enforcement needs.
SEC, DOJ Charge “Octopussy” and Lawyers With Insider Trading
Criminal charges also filed today in the SDNY.
Securities Docket A.M. News Wire for Nov. 5, 2009
Get caught up with the Securities Docket A.M. News Wire for Nov. 5, 2009.
Archived Version of Nov. 4 Webcast–SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010
Wilmer’s Bill McLucas and FTI’s Marty Wilczynski joined us here for a free webcast.
House Committee Approves Over $1 Billion in Additional Funds for SEC
House panel approves huge funding increase, study on “revolving door.”
SEC Sues Merge Healthcare, Former CEO and CFO, For Accounting Fraud
Merge and former executives all agree to settle the SEC’s claims.
UK: FSA Obtains Convictions in Uberoi Insider Trading Case
FSA announces its second case involving a criminal conviction for insider trading.
Prosecutors Oppose Rajaratnam’s Request to Reduce Bail
Prosecutors argue against reducing bail from $100 million to $25 million.