Jan. 27 Webcast Materials
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You are browsing the archive for November 2009.
Web Watch: Best Blog Posts and Columns For the Week Ending Nov. 13, 2009
A digest of Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”) for the week ending Nov. 13.
SEC Charges Two Madoff Computer Programmers
Programmers allegedly helped Madoff cover up his fraud for more than 15 years.
Marsh & McLennan Agrees to Settle Securities Litigation for $400 Million
When finalized, $400 million settlement will be among top 25 largest ever.
Video: Analyzing the SEC’s First “Reg G” Case
Mike MacPhail and Bruce Carton discuss the impact of the SEC’s first Reg G case.
FOX Business Network Video: New Madoff-Related Arrests
Fox Business News reports two new arrests of IT professionals at Madoff’s firm.
Securities Docket A.M. News Wire for Nov. 13, 2009
Get caught up with the Securities Docket A.M. News Wire for Nov. 13, 2009.
Archived Version of Nov. 12 Webcast–FCPA: Overcoming the Toughest Issues
Elliott Leary, Phil Desing, Hank Walther and Larry Urgenson joined us here for a free webcast.
DOJ’s Breuer Says Pharmaceutical Industry Will Be Scrutinized for FCPA Compliance
Criminal Division chief says DOJ plans greater enforcement under the FCPA against the pharmaceutical industry.
SEC Files First “Reg G” Enforcement Action
SEC files first enforcement action under Regulation G against SafeNet, executives, and accountants.