Jan. 27 Webcast Materials
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You are browsing the archive for November 2009.
Two Former Bear Stearns Managers Found Not Guilty of Fraud
Ralph R. Cioffi and Matthew M. Tannin were found not guilty today in the EDNY.
Lessons Taken From SEC Hedge Fund Enforcement
What lessons can issuers and hedge funds draw from these most recent hedge fund cases?
Every Last Madoff Scrap Being Auctioned Off Nov. 14
Watches, golf balls, sand wedges, cuff links, earrings, duck decoys, wooden milk stools, you name it.
Michael Emmick Joins Sheppard, Mullin in Los Angeles
Former prosecutor joins Sheppard Mullin in Los Angeles.
Securities Docket A.M. News Wire for Nov. 10, 2009
Get caught up with the Securities Docket A.M. News Wire for Nov. 10, 2009.
SEC’s Luis Mejia to Join DLA Piper in D.C.
Mejia has been Enforcement’s Division’s Chief Litigation Counsel since 2005.
Former SEC Enf. Lawyer Pleads Guilty in Dreier Case
Robert Miller was enforcement attorney at SEC from 1983-1986.
Senate Bill Will Allow Self-Funding of SEC
Bill follows urging of the SEC chairman and commissioners for a self-funded agency.
Archived Version of Nov. 9 Webcast: OTC Derivatives and Structured Products in the New Economy
Andrea S. Kramer of MW&E and Robert M. MacLaverty of FTI Consulting joined us here for a free webcast.
Today’s Webcast: OTC Derivatives and Structured Products in the New Economy
Please join Andrea S. Kramer and Robert M. MacLaverty today for this free webcast.