Jan. 27 Webcast Materials
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You are browsing the archive for February 2010.
Scott Fletcher Joins Jones Day in Houston
Securities litigator Scott Fletcher joins Houston office of Jones Day.
UK: BAE Settlement Raises More Questions
BAE settlement highlights differences in how UK and US deal with corruption.
Canada: ASC Settles Insider Trading Case Against Easyhome Finance Director
Alberta Securities Commission settles insider trading case against former easyhome Ltd. finance director.
Thomsen: SEC May Increase Pursuit of Aiding and Abetting Cases
Former Enforcement Director speaks on possible increase in “aiding and abetting” cases.
Defendants Ordered to Turn Over Wiretaps in Galleon Case to SEC
Defendants in Galleon Group insider trading case must turn over wiretaps to the SEC.
Securities Docket A.M. News Wire for Feb. 10, 2010
Get caught up with the Securities Docket A.M. News Wire for Feb. 10, 2010.
Details Emerge on SEC Office of Market Intelligence
Bruce Carton interviews Thomas Sporkin, new leader of the SEC’s Office of Market Intelligence.
Former Ernst & Young Partner Sentenced to Year in Prison for Insider Trading Scheme
Gansman is third former Ernst & Young partner to be sentenced to prison this year.
UK: FSA Chief to Step Down After Election
FSA Chief Hector Sants announces he will step down after general election.