Jan. 27 Webcast Materials
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInMarch 2010
You are browsing the archive for March 2010.
Court Dismisses Securities Class Action Against CIBC Over Subprime Exposure
Court rejects argument that CIBC could have anticipated subprime crisis as alleged.
FSA Now Wants to Record Traders’ Mobile Phone Calls
“Light-touch” fading away as FSA proposes new rules on recording cell phone calls.
Securities Docket A.M. News Wire for Mar. 19, 2010
Get caught up with the Securities Docket A.M. News Wire for Mar. 19, 2010.
Finra Enforcement Chief Merrill to Step Down
Susan Merrill announces she is stepping down as head of enforcement.
UK: FSA Will Hire 460 New Staff Members in 2010
FSA boosting staff to provide more intensive supervision.
Italy: Four Banks, 13 Individuals Face Trial in Milan Derivatives Case
JP Morgan, UBS, Deutsche Bank, and Depfa and 13 individuals face fraud charges.
UK: FSA Bans Former Merrill Lynch International Bank Trader
FSA bans trader in matter connected to Littlewood insider trading case.
Dutch Pension Fund Sues BofA Over Merrill Disclosures
Dutch pension fund ABP suing Bank of America over takeover of Merrill Lynch.
Securities Docket A.M. News Wire for Mar. 18, 2010
Get caught up with the Securities Docket A.M. News Wire for Mar. 18, 2010.