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You are browsing the archive for April 2010.
Copy of Full SEC IG Report on SEC’s Response to Concerns Regarding Stanford’s Alleged Ponzi Scheme Available Here
Copy of IG report released today now available.
SEC Charges Goldman Sachs, Vice President, With Misstating Key Facts on Subprime CDO
SEC alleges fraud in structuring and marketing of CDO tied to subprime mortgages.
April 19 Event: Live From the National Press Club in D.C.
Please join panelists Stanley Sporkin, Thomas Sporkin, George Curtis and John Reed Stark for this extraordinary breakfast event.
Securities Docket A.M. News Wire for April 16, 2010
Google moves to web disclosure for Reg. FD (Dominic Jones, IR Web Report) http://bit.ly/cjFHwp # Anti-Clawback Bill helps Madoff’s victims (Kaja Whitehouse, NY Post) http://bit.ly/bF33sk # Rio executive avoids jail for insider trading (Sydney Morning Herald) http://bit.ly/asgwLD # SEC Subpoenas Pre-Paid Legal Services Inc. http://bit.ly/dyc3w9 # SEC Looking to Hire Hedge Fund Managers http://bit.ly/9OcKzC # [...]
SEC Looking to Hire Hedge Fund Managers
The SEC seeks five hedge fund managers for its new Asset Management unit.
SEC Subpoenas Pre-Paid Legal Services Inc.
SEC subpoenas documents relating to customer complaints and resignation of Pre-Paid Legal’s CEO.
New Chief of SEC’s Municipal Securities and Public Pensions Unit Discusses Plans
SEC’s Greenberg discusses focus of new Municipal Securities and Public Pensions Unit.
Securities Docket A.M. News Wire for April 15, 2010
Get caught up with the Securities Docket A.M. News Wire for April 15, 2010.
DOJ’s Mendelsohn Headed to Law Firm Paul Weiss
DOJ’s top FCPA prosecutor headed to law firm Paul, Weiss.
AUSA Brian Michael Joins WilmerHale in Los Angeles
AUSA Michael joins WilmerHale as counsel in Los Angeles.