By Securities Docket on April 14, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for April 14, 2010.
Posted in News Wire | Tagged News Wire
By Amanda Harding on April 13, 2010, 10:54 pm
Petters sentenced for orchestrating the largest fraud in Minnesota’s history.
Posted in Criminal | Tagged Financial Fraud, Sentencing
By Amanda Harding on April 13, 2010, 10:39 pm
Former Maxim CFO blames deceased CEO for options backdating scandal.
Posted in Criminal | Tagged Options Backdating, Trials
By Amanda Harding on April 13, 2010, 10:32 pm
Judge says most of the Spring 2010 proceedings will be dedicated to discovery.
Posted in Criminal | Tagged FCPA, Hearings
By Securities Docket on April 13, 2010, 10:19 pm
With an election and its own possible extinction coming in May, FSA enforcement efforts reach new heights.
Posted in Global, SD Insider | Tagged FSA, UK
By Securities Docket on April 13, 2010, 10:04 pm
Steve Herscovici and Bill Chambers joined us for this webcast.
Posted in SD Insider, Top | Tagged Rating agencies, Webcasts
By Securities Docket on April 13, 2010, 12:08 pm
Materials for today’s Credit Ratings Agencies webcast are now available here.
Posted in SD Insider | Tagged Rating agencies, Webcasts
By Securities Docket on April 13, 2010, 7:55 am
Get caught up with the Securities Docket A.M. News Wire for April 13, 2010.
Posted in News Wire | Tagged News Wire
By Securities Docket on April 12, 2010, 11:54 am
Please join Steve Herscovici and Bill Chambers for this free webcast.
Posted in SD Insider | Tagged Rating agencies, Webcasts
By Securities Docket on April 12, 2010, 9:37 am
Finra’s head of enforcement joining Bingham in New York.
Posted in People | Tagged FINRA, Lawyers