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You are browsing the archive for May 2010.
Report: Goldman Has Preliminary Discussions With SDNY
Firm has reportedly not yet received any subpoenas from SDNY.
Moody’s Discloses Receipt of Wells Notice from SEC
Wells notice connected to registration as a nationally recognized statistical rating organization.
John Despriet and James Connelly Join Womble Carlyle in Atlanta
Securities litigators join Womble Carlyle from Smith, Gambrell & Russell.
Securities Docket A.M. News Wire for May 10, 2010
Get caught up with the Securities Docket A.M. News Wire for May 10, 2010.
Securities Docket A.M. News Wire for May 9, 2010
Get caught up with the Securities Docket A.M. News Wire for May 9, 2010.
Securities Docket A.M. News Wire for May 8, 2010
Prosecutors, Defense Debate Speedy Trial in FCPA Sting Case http://bit.ly/bE04tC # Countrywide and KPMG Settle Securities Class Action for $624 Million http://bit.ly/bUfF3k # Rajaratnam Rolls Out His Own Defense Website (Compliance Week) http://bit.ly/bs6rcj # Schapiro Holed Up In Office As SEC Investigates ‘Unusual Trading’ During Market Chaos http://bit.ly/dB0Sn1 # Rajaratnam Files Motion To Suppress Wiretap [...]
Countrywide and KPMG Settle Securities Class Action for $624 Million
Settlement will be 13th-largest since passage of Reform Act.
Securities Docket A.M. News Wire for May 7, 2010
Get caught up with the Securities Docket A.M. News Wire for May 7, 2010.
Like the Company, ‘Enron, the Play’ Fails in U.S.
“Occasionally you get a punch on the nose, and you just have to take it,” producer says.