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You are browsing the archive for June 2010.
Securities Docket A.M. News Wire for June 23, 2010
Get caught up with the Securities Docket A.M. News Wire for June 23, 2010.
UK: FSA Chief Warns Shake-Up May Undermine Insider Dealing Enforcement
FSA lobbying to maintain criminal authority over insider dealing.
Martha Stewart ‘Barred from UK’ Due to Prior Criminal Conviction
UK refuses visa due to Stewart’s “serious criminal offences abroad.”
UK: Ex-Hedge Fund Trader Receives 10 Month Sentence for Insider Dealing
Ex-trader also agreed to cooperate with FSA’s ongoing investigation.
Securities Docket A.M. News Wire for June 22, 2010
Get caught up with the Securities Docket A.M. News Wire for June 22, 2010.
Australia: Reforms May Help ASIC Crack Down on ‘Rumourtrage’
Parliamentary committee recommends changes in law to help ASIC crack down on spreading of rumors to affect share prices.
SEC Charges Investment Adviser With Fraudulent Management of CDOs Tied to Mortgage-Backed Securities
SEC alleges investment adviser’s fraud and misrepresentations caused CDOs to lose tens of millions of dollars.
Provision to Reverse Stoneridge Not Dead Yet
House members of conference committee agree to insert amendment into House version of financial reform bill.
Report: Bernie Madoff Talks of Stashed $9 Billion
Fellow inmates say Madoff fears rank DiPascali may disclose recipients of the $9 billion.