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You are browsing the archive for August 2010.
AUSA Carolyn McNiven Joins DLA Piper in San Francisco
Former Deputy Chief of N.D. Illinois’ Financial Fraud and Special Prosecutions Section joins DLA Piper.
SEC Cautions Credit Agencies on Deceptive Conduct
SEC issues report under Section 21(a) of the ’34 Act directed at credit rating agencies.
Securities Docket News Wire for August 31, 2010
Get caught up with the Securities Docket News Wire for August 31, 2010.
SEC’s Christopher Conte Joining Steptoe & Johnson in Washington, D.C.
Associate Director in SEC’s Division of Enforcement joining Steptoe in D.C.
Securities Docket News Wire for August 30, 2010
Get caught up with the Securities Docket News Wire for August 30, 2010.
Securities Docket News Wire for August 28, 2010
Get caught up with the Securities Docket News Wire for August 28, 2010.
Web Watch: Best of the Week Ending August 27
This week’s most interesting columns and blog posts from around the web.
UK Regulators Probe Evidence of Fraud by Organized Crime
Regulators focus on lawyers and bankers who may be serving as facilitators.
Another Dodd-Frank Sleeper: Diversity Requirements
Little-known provision may have major impact on financial institutions that contract with agencies.
Securities Docket News Wire for August 27, 2010
Get caught up with the Securities Docket News Wire for August 27, 2010.