Jan. 27 Webcast Materials
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You are browsing the archive for March 2011.
SEC Enforcement Division To Focus On Hedge Funds That Outperform The Market
SEC Enforcement is “canvassing all hedge funds” for “aberrational performance.”
UK: FSA drops probe into Gartmore’s Rambourg
FSA drops probe almost a year after it triggered the break-up of Gartmore.
Australia: ASIC to cut 50 jobs from its front line
At least 80 jobs will be cut, mostly from deterrence group.
His Appeal of $2.9 Billion Judgment Denied, Scrushy’s Belongings Are Sold Off at a Yard Sale
Plaintiffs hold public yard sale of belongings from Scrushy’s home in Birmingham, Alabama
Ex-Enron Broadband Executive Sentenced for Insider Trading
Former Enron Broadband Services executive Rex Shelby was sentenced yesterday.
OECD Praises Canada’s Mounties, Hits Anti-Bribery Legal Framework
OECD concerned concerned Canada not prepared for “oncoming deluge of cases.
Former Enron broadband executive Rex Shelby set to be sentenced
Former Enron broadband executive Rex Shelby to be sentenced Monday.
Retroactive Application of Dodd-Frank in SEC Enforcement Proceedings
Gupta lawsuit raises issue of retroactive applicability of Section 929P of Dodd-Frank.
Morgan Stanley Is Expected to Be a Focus at Galleon Trial
Goldman Sachs had the starring role last week in the insider trading trial of Raj Rajaratnam when its chief executive, Lloyd C. Blankfein, testified about a former Goldman director who had possibly leaked confidential information to Mr. Rajaratnam. Next up, Morgan Stanley. Morgan Stanley Is Expected to Be a Focus at Galleon Trial, DealBook
Expert Networks: New Commentary by SEC Officials About Insider Trading
Carlo V. di Florio, director of OCIE, discusses expert networks.