Jan. 27 Webcast Materials
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You are browsing the archive for April 2011.
SEC Issues ‘Update’ on Limited Functions During a Federal Government Shutdown
Only an “extremely limited number of staff” will be available.
U.K. Management Consultant Denies Insider-Trading Charges
Trial in action brought by FSA set for November 28.
Securities Docket News Wire for April 8, 2011
Get caught up with the Securities Docket News Wire for April 8, 2011.
India: Sebi seeks phone-tapping rights
India’s regulator seeks wiretap powers like those used in U.S.
District lawyer Kluger arrested for insider trading is assigned public defender
Defendant in alleged $32 million scheme says he cannot afford an attorney.
April 12 Webcast: China Region Reverse Mergers – Regulatory, Auditing and Enforcement Issues
Please join Charles Clark, Marty Wilczynski and Jay Frankl for this free webcast.
Government Employees and Insider Trading: Surprisingly Rare
“Government employee” insider trading cases remain quite rare.
U.S. appeals court upholds Jeff Skilling conviction
Appeals court finds any errors in Skilling’s trial to be “harmless.”
Securities Docket News Wire for April 7, 2011
Get caught up with the Securities Docket News Wire for April 7, 2011.
Pacific Heights Socialite Pleads Guilty to Insider Trading
Wife of Deloitte tax partner admits trading on confidential information overheard from her husband’s discussions.