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You are browsing the archive for April 2011.
Analysis: New Sokol information may tip SEC’s hand on probe
Former SEC chair Pitt says new disclosures make case worse for Sokol.
Archived Version and Materials for Apr. 12 Webcast: China Region Reverse Mergers – Regulatory, Auditing and Enforcement Issues
Charles Clark, Marty Wilczynski and Jay Frankl joined us for this webcast.
SEC’s Budget Increases By Half of Requested Amount
Budge increase is $65 million less than the increase requested and $115 million less than increase recommended by Dodd-Frank.
Securities Docket News Wire for April 12, 2011
Get caught up with the Securities Docket News Wire for April 12, 2011.
Gupta Says U.S. Judge in New York Should Handle His SEC Suit
Former Goldman board member says his case against SEC should be heard by federal court.
Creative Jurisdiction: New Jersey Becomes the ‘EDVA of the North’
U.S. Attorney in N.J. says growth of financial data processing in state provides jurisdiction over financial fraud.
April 26 Webcast: Insights and Observations on Earnouts and Related Post-Acquisition Disputes
Please join Jeff Litvak, Nicole Wells and Alan J. Stone for this free webcast.
Securities Docket News Wire for April 11, 2011
Get caught up with the Securities Docket News Wire for April 11, 2011.
Court Rules on Meaning of “Foreign Official”
Decision supports DOJ’s interpretation of the definition of “foreign officials.”