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You are browsing the archive for April 2011.
Middleman Said to Be Ready to Plead Guilty in Insider Case
Defendant is alleged middleman in $32 million insider trading scheme.
Securities Docket News Wire for April 9, 2011
Get caught up with the Securities Docket News Wire for April 9, 2011.
Web Watch: Best of the Week Ending April 8
The week’s most interesting columns and blog posts from around the web.
SEC charges FDA employee with insider trading: One-off or trend?
Does the the Liang case suggest greater SEC attention to insider trading by government employees?
Allen Stanford Investors’ Suit Against SEC Should Be Dismissed, U.S. Says
Government argues “Congress did not intend to provide for judicial review of the quality of investigative efforts.’’
Rajaratnam’s Expert Witness Jarrell Can Testify, Judge Says
Expert may offer testimony about issues concerning the operations of hedge fund trading and the impact of market events on a stock.
J&J Pays $70M To Settle SEC, Criminal Charges
Alleged bribery scheme involving payments to doctors in several European countries.
What a Government Shutdown Means for Wall Street
Shutdown will cause SEC to cut enforcement staff from around 1,000 down to 178 employees.
SEC chief: Agency learned from mistakes in Fort Worth
Schapiro says agency learned lessons from Stanford case.