Jan. 27 Webcast Materials
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You are browsing the archive for May 2011.
SFO chief: increase pay to help competition with other regulators
SFO head seeks salary increases of 50% for his staff.
Cohen in SEC’s sights after Grassley grills Schapiro
Congress pressing SEC to look at at Steve Cohen’s $13 billion hedge fund.
Securities Docket News Wire for 2011-05-24
Justice Department, SEC investigations often rely on companies’ internal probes http://goo.gl/fb/OFDKv # Uneven Justice: A Critical Look at FCPA Enforcement http://goo.gl/fb/90vA0 # Securities Docket News Wire for 2011-05-23 http://goo.gl/fb/1ps61 #
Justice Department, SEC investigations often rely on companies’ internal probes
Internal investigations can cost tens or hundreds of millions of dollars.
Uneven Justice: A Critical Look at FCPA Enforcement
Analyzing how the DOJ credits corporate compliance programs.
Securities Docket News Wire for May 23, 2011
Get caught up with the Securities Docket News Wire for May 23, 2011.
Securities Docket News Wire for 2011-05-22
Fraudbuster SFO claims victory in fight for survival http://goo.gl/fb/3DdiR # The 10b-5 Daily: The Loss Causation Loophole http://goo.gl/fb/Q3xW8 # Senator Grassley investigating SAC Capital trades http://goo.gl/fb/Q4Pui # Little drama expected for SEC nominees http://goo.gl/fb/A813z # SEC Looking for CPA to join PCAOB Board. http://bit.ly/jLLiY3 # Securities Docket News Wire for 2011-05-21 http://goo.gl/fb/BDYwU # Securities Docket [...]
The 10b-5 Daily: The Loss Causation Loophole
Can securities litigation plaintiffs establish loss causation against mutual funds?
Fraudbuster SFO claims victory in fight for survival
SFO now expected to keep twin roles of investigator and prosecutor.
Senator Grassley investigating SAC Capital trades
Last week FINRA provided Sen. Grassley with about 20 instances of suspicious trading at the hedge fund.