By Securities Docket on May 19, 2011, 3:25 pm
Bonita L. Stone, Jeff Litvak and Ken Mathieu joined us for this webcast.
Posted in SD Insider, SEC, Top | Tagged Financial Fraud, Investigations, Webcasts
By Securities Docket on May 19, 2011, 3:05 pm
Settlement is in one of biggest insider trading cases ever brought in Canada.
Posted in Global, Top | Tagged Canada, Insider Trading, Settlements
By Securities Docket on May 19, 2011, 1:00 pm
Get caught up with the Securities Docket News Wire for May 19, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on May 19, 2011, 11:33 am
Please join Jeff Soble, Jeff Litvak and Nicole Wells for this free webcast.
Posted in Industry, SD Insider, Top | Tagged Arbitrators, Webcasts
By Securities Docket on May 19, 2011, 10:05 am
Pres. Obama set to nominate Daniel Gallagher and to re-nominate Luis Aguilar as SEC commissioners.
Posted in SEC, Top | Tagged Regulators
By Securities Docket on May 18, 2011, 7:05 pm
SEC will not file civil lawsuit against Tenaris if it complies with DPA.
Posted in SEC, Top | Tagged Deferred Prosecutions
By Securities Docket on May 18, 2011, 1:00 pm
Get caught up with the Securities Docket News Wire for May 18, 2011.
Posted in News Wire | Tagged News Wire
By Securities Docket on May 18, 2011, 10:05 am
Are SEC penalties counter-productive?
Posted in SEC | Tagged Penalties
By Securities Docket on May 18, 2011, 10:05 am
Trial in huge FCPA case begins in D.C.
Posted in Criminal | Tagged Anti-corruption
By Securities Docket on May 18, 2011, 10:05 am
Rajaratnam’s jury consultants got the type of jury they sought.
Posted in Criminal, Top | Tagged Juries