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You are browsing the archive for June 2011.
Securities Docket News Wire for June 30, 2011
Get caught up with the Securities Docket News Wire for June 30, 2011.
U.K. Prosecutors to Assist U.S. on Fund Bribery Probes
SFO aiding SEC in probes of institutions’ transactions with sovereign wealth funds.
T-Minus 32 hours and Counting — The UK Bribery Act Becomes Effective
With July 1 imminent, here are key UK Bribery Act issues that need to be resolved.
SEC Budget Battle Continues, as Senate Denounces House’s Proposed Freeze
Senate Democrats push back against proposed House freeze of SEC budget.
Securities Docket News Wire for June 29, 2011
Get caught up with the Securities Docket News Wire for June 29, 2011.
Judge Recounts His Thoughts in Madoff Sentencing
Insights from an interview with judge who sentenced Madoff.
Morgan Keegan wins dismissal of SEC lawsuit
Judge finds firm adequately disclosed the debt’s risks to investors.
Deferred Prosecution Agreements Truly a “Game Changer” at the SEC for FCPA Violations?
Are DPAs the “game changer” promised by the SEC last year?
Judge Agrees With Trustee, Feeder Fund Investors Not Madoff Customers
Judge rules feeder fund investors not eligible for certain payments of up to $500,000 from SIPC.