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You are browsing the archive for June 2011.
Securities Docket News Wire for 2011-06-26
Securities Docket News Wire for 2011-06-25 http://goo.gl/fb/SvHFu # Web Watch: Best of the Week Ending June 24 http://goo.gl/fb/Sd3ev # Web Watch: Best of the Week Ending June 24 http://goo.gl/fb/J5nF0 #
Securities Docket News Wire for June 25, 2011
Get caught up with the Securities Docket News Wire for June 25, 2011.
Web Watch: Best of the Week Ending June 24
The week’s most interesting columns and blog posts from around the web.
SEC Looks Toothless in Morgan Keegan Deal
The Morgan Keegan case “signals the limits of current enforcement.”
Conrad Black to Return to Jail for at Least a Year
Black to go back to prison for a little more than a year.
New Rules: For Pharma, ‘Foreign Official’ Is A Bitter Pill
Recent court rulings may lead to continued probes in pharmaceutical industry.
SEC May Obtain Penalties for Insider Trading Only Where the Trader Profits or Avoids a Loss
[In SEC v. Rosenthal et al., 2011 WL 2247585 (2d Cir. June 9, 2011),] the court ruled that the SEC may not obtain civil money penalties when insider trading results in no monetary gain (profit or loss avoided) to the defendants. In other words, traders who trade on inside information, but do not obtain a [...]
Securities Docket News Wire for 2011-06-24
Archived Version and Materials for June 8 Webcast: Strategic Considerations in Working… http://goo.gl/fb/LEpTE # Archived Version and Materials for June 22 Webcast: FATCA Compliance — Preparing for the… http://goo.gl/fb/8EHsX # Securities Docket News Wire for 2011-06-23 http://goo.gl/fb/6Biji #
Rajaratnam Request for Acquittal Should Be Denied, U.S. Says
Prosecutors say Rajaratnam’s request to be acquitted should be denied due to “overwhelming” evidence.