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You are browsing the archive for July 2011.
‘I Had a Dream’ Defendant Ordered to Pay Millions in SEC Insider Trading Case
SEC, DOJ discount “dream” defense.
Securities Docket News Wire for 2011-07-07
After Six Votes, Jury Still Undecided In FCPA Sting Case http://goo.gl/fb/kNBXk # SEC case vs Rajat Gupta on hold after prosecutor inquiry http://goo.gl/fb/lFUDa # Securities Docket News Wire for 2011-07-06 http://goo.gl/fb/KPesF #
SEC case vs Rajat Gupta on hold after prosecutor inquiry
Documents show delay due to intervention by federal prosecutors.
Securities Docket News Wire for 2011-07-06
Audit watchdog, SEC plan Beijing visit http://goo.gl/fb/55Bqh # Audit watchdog, SEC plan Beijing visit http://goo.gl/fb/pmNol # Executive Pleads Guilty to Leaking Apple Secrets http://goo.gl/fb/JwRgm # Executive Pleads Guilty to Leaking Apple Secrets http://goo.gl/fb/9J5Q6 # In Shift to New Court, Risks for Madoff Trustee’s Case http://goo.gl/fb/70kXl # Guest Post: The Applicability of Morrison v. NAB to [...]
Audit watchdog, SEC plan Beijing visit
Regulators to discuss launching audit inspections of Chinese companies.
In Shift to New Court, Risks for Madoff Trustee’s Case
Key lawsuits filed by Madoff trustee Irving Picard will be heard in federal court, not bankruptcy court.
Web Watch: Best of the Week Ending July 1
The week’s most interesting columns and blog posts from around the web.