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SEC concedes challenges in credit-rating probes http://t.co/1jN2CbXh # SEC concedes challenges in credit-rating probes http://t.co/IA77m5SD # Prosecutors seek medical disclosures in NYC case http://t.co/eq7PceqM # SEC Changes Tack on Enforcement Strategy http://t.co/Rn7NaSig # Securities Docket News Wire for 2011-09-29 http://t.co/bWy73OVj #
Prosecutors argue Rajaratnam “placed his medical conditions at issue by seeking leniency based on them.”
SEC may file more civil cases in which defendants are accused of negligence only.
Get caught up with the Securities Docket News Wire for Sept. 29, 2011.
Formal DPAs could be used in UK if solicitor general Edward Garnier has his way.
Madoff trustee claims recent court decision will cut recovery for victims by nearly $6 billion.
Corporate directors and officers increasingly face liability for matters of which they were not even aware.
Get caught up with the Securities Docket News Wire for Sept. 28, 2011.