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Securities Docket News Wire for 2011-09-30
SEC concedes challenges in credit-rating probes http://t.co/1jN2CbXh # SEC concedes challenges in credit-rating probes http://t.co/IA77m5SD # Prosecutors seek medical disclosures in NYC case http://t.co/eq7PceqM # SEC Changes Tack on Enforcement Strategy http://t.co/Rn7NaSig # Securities Docket News Wire for 2011-09-29 http://t.co/bWy73OVj #
SEC concedes challenges in credit-rating probes
SEC’s Khuzami notes statutory and disclosure-related challenges in cases against credit-rating agencies.
Prosecutors seek medical disclosures in NYC case
Prosecutors argue Rajaratnam “placed his medical conditions at issue by seeking leniency based on them.”
SEC Changes Tack on Enforcement Strategy
SEC may file more civil cases in which defendants are accused of negligence only.
Securities Docket News Wire for Sept. 29, 2011
Get caught up with the Securities Docket News Wire for Sept. 29, 2011.
UK: Garnier eyes US-style fines and bargains
Formal DPAs could be used in UK if solicitor general Edward Garnier has his way.
Madoff trustee Irving Picard says Mets ruling will take away $6B from Ponzi victims
Madoff trustee claims recent court decision will cut recovery for victims by nearly $6 billion.
Liability Without Culpability: A Deeply Troublesome Trend
Corporate directors and officers increasingly face liability for matters of which they were not even aware.
Securities Docket News Wire for Sept. 28, 2011
Get caught up with the Securities Docket News Wire for Sept. 28, 2011.