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You are browsing the archive for September 2011.
Archived Version and Materials for Sept. 16 Webcast: Resolving Corporate Investigations with DPAs and NPAs
Joe Warin, Brian Baldate and Joseph Spinelli joined us for this webcast.
SEC’s Encrypted E-Mail Program Creates Obstacles for Defense Bar Members
Assuming that the SEC’s use of encrypted emails is necessary and justified (which I doubt), “smail” poses several operational disadvantages compared to regular email. The most obvious disadvantage is the inconvenience of not being able to read, or respond to, the message using one’s regular Outlook email program…. The program’s undisclosed miserly email retention policy [...]
Securities Docket News Wire for Sept. 16, 2011
Get caught up with the Securities Docket News Wire for Sept. 16, 2011.
SEC officials ‘lawyering up’
Under intense scrutiny from congressional critics and a probing inspector general, current and former Securities and Exchange Commission officials have been lawyering up, sometimes at their own expense. The practice reflects the highly charged atmosphere at the SEC and one of the costs of government service when investigations can put careers, reputations and more on [...]
Société Générale Probed in Stanford Case
Prosecutors probing whether Société Générale failed to follow due diligence procedures, ask questions.
Oct. 4 Webcast: The Challenges of Holding Corporate America Accountable
Please join Lynn Turner, David Anders, Sean Coffey and Chad Johnson for this free webcast.
Securities Docket News Wire for Sept. 15, 2011
Get caught up with the Securities Docket News Wire for Sept. 15, 2011.
Senate panel seeks budget boosts for SEC, CFTC
Bill would match Pres. Obama’s proposal of $1.407 billion in FY 2012.
CEO pushes Reg FD limits on Twitter
WebMediaBrands Inc.’s CEO is redefining how corporate executives communicate with investors.