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Join the Securities Litigation and Enforcement Group on LinkedInSeptember 2011
You are browsing the archive for September 2011.
U.S. Court Fight May Not Solve Chinese Accounting Mess
Deloitte says Chinese law prohibits it from turning over documents to foreign regulators.
SEC’s Schapiro Faces Republicans Amid Probes of Agency Lapses
SEC chair to testify twice before Congress in the next two weeks.
Judge Says Hedge Funds May Have Used Inside Information
Court questions whether hedge funds used confidential information to trade in the debt of Washington Mutual.
SEC’s Khuzami: Probes Not Hurt By Record Destruction
Enforcement director says agency not harmed by past policy of discarding records, still has “significant information” stored.
Collateral Damage: Laptop Seized in Insider Trading Raid Results in Child Porn Charges
Insider trading defendant becomes child pornography defendant after laptop seized.
Securities Docket News Wire for Sept. 14, 2011
Get caught up with the Securities Docket News Wire for Sept. 14, 2011.
Is FINRA Set to Be the Big New Regulator on the Block?
FINRA seeks greater regulatory responsibilities for Wall Street institutions.
SEC and Booz Allen Prepare to Tackle Massive Change Management Project
SEC and consultant prepare for massive change management project at the agency.
Securities Docket News Wire for Sept. 13, 2011
Get caught up with the Securities Docket News Wire for Sept. 13, 2011.