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You are browsing the archive for September 2011.
Raj sentence may be stiffer
Prosecutors jump on Rajaratnam comment that it was still not “clear” that what he did was wrong.
Securities Docket News Wire for Sept. 12, 2011
Get caught up with the Securities Docket News Wire for Sept. 12, 2011.
Despite Hung Jury, Sting Defendants Want Acquittal
Four Africa sting defendants in FCPA mistrial argue evidence against them was insufficient to sustain a conviction.
SEC decision not to have David Becker testify on Madoff scheme is under scrutiny
SEC’s IG examines why agency did not have David Becker testify before Congress on Madoff pay-out issue.
Rajaratnam Lawyers Call Sentence Request ‘Grotesquely Severe’
Rajaratnam’s defense team argues government’s sentencing request is “grotesquely severe.”
Securities Docket News Wire for 2011-09-11
Securities Docket News Wire for 2011-09-10 http://t.co/gysA20C #
Securities Docket News Wire for Sept. 10, 2011
Get caught upi with the Securities Docket News Wire for Sept. 10, 2011.
Web Watch: Best of the Week Ending September 9
The week’s most interesting columns and blog posts from around the web.
Mudd Wells Call Hits 180-Day Deadline Under Dodd-Frank – Compliance Week
March 2011 Wells call to former CEO of Fannie Mae may be first case to come to a head under deadline set forth in Section 929U of Dodd-Frank.