Jan. 27 Webcast Materials
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You are browsing the archive for October 2011.
The Bigger Problem Raised by the David Becker Conflict Report
The SEC and the “special access phenomenon.”
Securities Docket News Wire for 2011-10-20
EU to unveil new insider trading sanctions http://t.co/5JGp82sR # SEC and Citigroup Agree to $285 Million Settlement; Agency Claims Bank Misled Investors About… http://t.co/aTZPUido # What Will Deter Insider Trading? http://t.co/YkUun3EU # Securities Docket News Wire for 2011-10-19 http://t.co/IjfNt5IP # FDA chemist pleads guilty to insider trading http://t.co/P5eXzgJ9 #
EU to unveil new insider trading sanctions
European Union unveils Europe-wide criminal sanctions for insider trading and market manipulation.
SEC and Citigroup Agree to $285 Million Settlement; Agency Claims Bank Misled Investors About CDO
SEC files settled enforcement action against Citigroup Global Markets alleging that it misled investors about a $1 billion CDO.
What Will Deter Insider Trading?
Is “shame” a better deterrent to white collar crime than extensive prison terms?
Securities Docket News Wire for 2011-10-19
EU Pushing to Impose Common Sentencing Standards for Market Manipulation, Insider Trading http://t.co/A0gpIME7 # Securities Docket News Wire for 2011-10-18 http://t.co/6LGxhDg3 #
FDA chemist pleads guilty to insider trading
FDA chemist Cheng Yi Liang acknowledged using agency database to learn in advance about FDA announcements and decisions.
EU Pushing to Impose Common Sentencing Standards for Market Manipulation, Insider Trading
European Commission preparing common sentencing standards to deal with market manipulation and insider trading.
Securities Docket News Wire for 2011-10-18
A Quick Look at Class Action Securities Lawsuit Filings Through 3Q11 http://t.co/4KFR7D4s # An Unjustified Sentence http://t.co/O99QYb5J # Chiesi’s New Prison Home More Camp Cupcake Than ‘Chained Heat’ http://t.co/xOJmh7fG # Two Lawyers Settle Insider-Trading Suit With SEC http://t.co/gajTQI4k # Archived Version and Materials for Oct. 6 Webcast: Emerging Trends in Merger & Acquisition… http://t.co/f8kmspkj # [...]
A Quick Look at Class Action Securities Lawsuit Filings Through 3Q11
154 filings year to date project to an annual total of about 205, above the 1997-2009 average of 195.