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You are browsing the archive for October 2011.
The End of an Era for Stock Option Backdating Scandals
Former Juniper Networks GC’s backdating settlement may have symbolized the end of an era.
Securities Docket News Wire for Oct. 14, 2011
Get caught up with the Securities Docket News Wire for Oct. 14, 2011.
FSA’s Sants compares notes with SEC’s Schapiro
Hector Sants meets up with Mary Schapiro to discuss topics such as cross-border enforcement cases, regulatory reform.
Rajaratnam Roundup: Court Sentences Galleon Co-Founder to Record 11 Years in Prison
Rajaratnam sentence goes to eleven (years).
Securities Docket News Wire for Oct. 13, 2011
Get caught up with the Securities Docket News Wire for Oct. 13, 2011.
SEC Chair Schapiro Plans to Remain at Agency for ‘Another Year, if not Longer’
SEC chairman confirms she has no plans to leave the agency any time soon.
Securities Docket News Wire for Oct. 12, 2011
Get caught up with the Securities Docket News Wire for Oct. 12, 2011.
The Importance of a Strong Insider-Trading Compliance Program
Public companies should view insider trading programs as a cheap measure of insurance against possible legal exposure at the corporate level, inadvertent violations, and reputational damage and legal fees.
Securities Docket News Wire for 2011-10-11
Securities Docket News Wire for 2011-10-10 http://t.co/eLNzFPU3 #
Securities Docket News Wire for Oct. 10, 2011
Get caught up with the Securities Docket News Wire for Oct. 10, 2011.