The SEC announced record enforcement results in 2011 and featured its work in bringing insider trading cases and CDO cases against broker-dealers and investment advisers. Many other notable items occurred during the year, including:
- Supreme Court decisions on elements of fraud cases.
- Auditor regulation issues.
- Developments in the SEC enforcement process.
- Developments in the settlement process.
Please join panelists, Andrew Vollmer and Douglas Davison, securities partners at Wilmer Cutler Pickering Hale and Dorr LLP, and Marty Wilczynski, Senior Managing Director – Forensic Litigation at FTI Consulting, Inc., as they address these and other developments in SEC enforcement during a free, one-hour webcast.
To attend this webcast scheduled for Wednesday, December 14, at 1 pm Eastern, please sign up below.
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[...] archived version of the Dec. 14, 2011 Webcast (SEC Enforcement-Key Developments in 2011) is now available [...]