Jan. 27 Webcast Materials
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You are browsing the archive for November 2011.
‘Vexatious’ Geologist Makes Class-Action Fights His Business
Frequent litigant finances objections to settlements in class-action lawsuits.
Why There Aren’t Any Investor Lawsuits Yet Over the Olympus Accounting Scandal
Legal hurdles pose challenges to lawsuits in Olympus meltdown.
The SEC’s Double Rainbow of 735 Enforcement Actions: ‘What Does it Mean??!!’
The SEC reports a record number of SEC enforcement actions, but “what does it mean?!”
Securities Docket News Wire for Nov. 11, 2011
Get caught up with the Securities Docket News Wire for Nov. 11, 2011.
SEC Obtains Record $92.8 Million Penalty Against Raj Rajaratnam
Court finds Rajaratnam finds liable for a $92 million civil monetary penalty in SEC insider trading case.
Pacific Heights Housewife Sentenced For Obstructing Insider Trading Probe
Annabel McClellan pleads guilty to one count of obstructing the due administration of law by making false statements to SEC.
Madoff ex-clients file $19 bln suit against JPMorgan
Madoff investors file class action against JPMorgan claiming bank was “thoroughly complicit” in concealing fraud.
U.S. Attorney in Brooklyn Names New Criminal Chief
Marshall L. Miller named criminal division chief for United States attorney’s office in the Eastern District of New York.
In S.E.C. Fraud Cases, Banks Make Promises Again and Again
Scrutinizing the SEC’s requirement that settling defendants promise not to violate securities laws in future.
McAfee Defeats Ex-GC’s Malicious Prosecution Claim
Ninth Circuit holds malicious prosecution suit cannot survive company’s motion under California’s anti-SLAPP law.