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You are browsing the archive for November 2011.
SEC Deputy Enforcement Head Lorin Reisner Said to Leave for Justice Job
Lorin Reisner, the U.S. Securities and Exchange Commission’s deputy head of enforcement, is leaving the agency to take a job as a top federal prosecutor in New York, two people with knowledge of the matter said. Reisner will become the chief of the criminal division for the U.S. Attorney’s Office for the Southern District of [...]
Employee Contradicts Madoff, Says Ponzi Scheme Went Back to Early 1970s
Long-time Madoff employee says fake trades began in the early 1970s.
Securities Docket News Wire for Nov. 22, 2011
Get caught up with the Securities Docket News Wire for Nov. 22, 2011.
Australia: Gunns boss accused of inside trade
John Gay charged with insider trading after selling millions of dollars worth of shares before company unveiled 98% profit slump.
SEC Charges Longtime Madoff Employee With Creating Fake Trades
SEC charges David Kugel with creating fake trades to facilitate the Madoff Ponzi scheme.
Stephen Pollard to Join WilmerHale’s London Office
White collar litigator joins WilmerHale from Kingsley Napley LLP.
Securities Docket News Wire for Nov. 21, 2011
Get caught up with the Securities Docket News Wire for Nov. 21, 2011.
US SEC sues ex-Ernst worker in insider trading case
SEC claims former E&Y manager traded after working on due diligence for merger.
Tyco Estimates $34 Million In Losses For Compliance Breaches
Tyco expects $34 million in losses from U.S. foreign bribery investigation and violations of German competition law.
Hedge-Fund Manager Sentenced to 5 Years in Insider Case
Former hedge-fund manager sentenced to five years in prison Friday for trading on tips from doctor working on clinical-drug trials.