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You are browsing the archive for November 2011.
Web Watch: Best of the Week Ending November 18
The week’s most interesting columns and blog posts from around the web.
Securities Docket News Wire for 2011-11-20
Securities Docket News Wire for 2011-11-19 http://t.co/LskCrwcq #
Securities Docket News Wire for 2011-11-19
SEC Settles Section 304 ‘Clawback’ Case Against Maynard Jenkins … Again http://t.co/j001Grdn # Christopher Cox, Former SEC Chairman, Joins Board of Directors of Newport Corporation http://t.co/4f7ZYSqg http://t.co/N0eduEa3 # Consolidated Audit Trail Will Revolutionize Insider Trading Enforcement http://t.co/TpksEZLf # SEC Watchdog Clears Enforcement Chief in Citi Case http://t.co/6MmnYbFd # In Olympus Inquiry, a Criminal Twist http://t.co/YH4gizEs [...]
SEC Settles Section 304 ‘Clawback’ Case Against Maynard Jenkins … Again
“Clawback” settlement with former CEO and chairman of CSK Auto Corporation, previously rejected by Commission, moves forward.
Consolidated Audit Trail Will Revolutionize Insider Trading Enforcement
The inefficient process of “bluesheeting” may soon be a thing of the past.
SEC Watchdog Clears Enforcement Chief in Citi Case
Report by SEC IG finds Enforcement Director did not provide any special favors in Citigroup probe.
Securities Docket News Wire for Nov. 18, 2011
Get caught up with the Securities Docket News Wire for Nov. 18, 2011.
Thought Leadership: Whistleblower Case Study-Independent Internal Investigations
Thought leadership column by Tracy L. Coenen of Sequence Inc.
Twitter Users, I Give You: @SEC_Litigation – Compliance Week
Introducing @SEC_Litigation, an unofficial Twitter feed of SEC Litigation Releases.