Jan. 27 Webcast Materials
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You are browsing the archive for November 2011.
What Will Be the Legal Fallout for Olympus Corp.?
In Japan, the legal process surrounding financial fraud works differently.
THE CONGRESS INSIDER TRADING SCANDAL IS OUTRAGEOUS: Rep. Spencer Bachus Should Resign In Disgrace
Rep. Bachus should return whatever money he made and “then resign in disgrace.”
Ethically Challenged Congress Needs Law or Code Banning Insider Trading
Beyond the law, there is such a thing as “ethical conduct.”
Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011
Please join Andrew Vollmer, Douglas Davison and Marty Wilczynski for this free webcast.
Securities Docket News Wire for Nov. 14, 2011
Get caught up with the Securities Docket News Wire for Nov. 14, 2011.
Web Watch: Best of the Week Ending November 11
The week’s most interesting columns and blog posts from around the web.
US prosecutors target accounting fraud
U.S. Attorney for SDNY says his office has several accounting fraud investigations underway.
A Judge Who Just Wants to Know the Truth
Judge unhappy with companies settling SEC claims without admitting or denying guilt.
Securities Docket News Wire for 2011-11-13
Yes, Defendants Should Fess Up in Some SEC Settlements http://t.co/JoW6qW8X # Yes, Defendants Should Fess Up in Some SEC Settlements http://t.co/r4fGnqME # Yes, Defendants Should Fess Up in Some SEC Settlements http://t.co/9j3iDlXv # Yes, Defendants Should Fess Up in Some SEC Settlements http://t.co/iTIVwHfK # Yes, Defendants Should Fess Up in Some SEC Settlements http://t.co/JFSA0ywO # [...]
Yes, Defendants Should Fess Up in Some SEC Settlements
Outlining a proposed “two-stage” SEC settlement.