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You are browsing the archive for November 2011.
Securities Docket News Wire for 2011-11-12
SEC Uses “Because I Said So” Tactic With Judge Rakoff http://t.co/uXTNa1gV # Stanford May No Longer Be Addicted to Anti-Anxiety Drugs, But Now He Says He Has Amnesia http://t.co/QHEVQerx # Seven SEC employees disciplined on failure to stop Madoff fraud http://t.co/kY8t0wBR # Groundhog Day: The Congressional Insider Trading Cycle–2011 Edition http://t.co/oRruRS6D # Groundhog Day: The [...]
SEC Uses “Because I Said So” Tactic With Judge Rakoff
SEC tries to sell Citigroup settlement to skeptical judge.
Stanford May No Longer Be Addicted to Anti-Anxiety Drugs, But Now He Says He Has Amnesia
Allen Stanford appears to have moved past drug addiction on to amnesia.
Seven SEC employees disciplined on failure to stop Madoff fraud
Seven employees disciplined, and eighth resigns before disciplinary action was taken.
Groundhog Day: The Congressional Insider Trading Cycle–2011 Edition
The media is jumping back on the issue of Congressional insider trading. This time ’60 Minutes’ takes a shot at the topic.
Congress Members Took Part in Insider Trading: Abramoff
Disgraced lobbyist says up to a dozen members of Congress and their aides engaged in insider trading.
Securities Docket News Wire for Nov. 11, 2011
Get caught up with the Securities Docket News Wire for Nov. 11, 2011.
Siemens Charged With Bribery In Turkey
Probe relates to alleged bribery in Turkey and Iraq from 1999 to 2007.
Securities Docket News Wire for Nov. 10, 2011
Get caught up with the Securities Docket News Wire for Nov. 10, 2011.
BP shareholders throw Hail Mary to keep securities case alive
BP plaintiffs attempt to bring claims under New York law and the English Financial Services and Markets Act.