Jan. 27 Webcast Materials
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You are browsing the archive for December 2011.
Accused trader admits guilt in insider case
Trader Garrett Bauer pleads guilty to participating in insider trading scheme involving information from corporate lawyer.
Luis A. Aguilar Sworn In for Second Term as SEC Commissioner
To begin second term, Commissioner Aguilar sworn-in by U.S. Senator Robert Menendez of New Jersey.
Securities Docket News Wire for 2011-12-08
Congressional Insider-Trading Ban Gains Bipartisan Support http://t.co/tYJfJiTV # S.E.C.’s Citigroup Case Has Few Avenues for Justice http://t.co/kKJrd7UU # Securities Docket News Wire for 2011-12-07 http://t.co/2lmBq0l8 #
S.E.C.’s Citigroup Case Has Few Avenues for Justice
The SEC may have been lucky to get what it did in the Citigroup settlement rejected by Judge Rakoff.
Securities Docket News Wire for Dec. 7, 2011
Get caught up with the Securities Docket News Wire for Dec. 7, 2011.
New Zealand: SFO alleges $1.7b fraud at South Canterbury Finance
Serious Fraud Office announces biggest alleged white-collar fraud in New Zealand history.
SIPC Rebuffs Stanford Investors Demands to Cover Losses – US Business News
SIPC says it has “fundamental disagreement” with SEC on Stanford coverage.
Bernstein Litowitz Reaches $315 Million Deal with BofA’s Merrill Unit in MBS Case
Law firm follows $125 million settlement from Wells Fargo with $315 million deal with BofA’s Merrill Lynch.
SEC is urged to sue over Stanford victims’ claims
Senator calls on SEC to take legal action to compel SIPC to take action.
Congress Considers New Limits on Insider Trading
Members of House Financial Services Committee advocate new restrictions on insider trading.