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You are browsing the archive for December 2011.
Web Watch: Best of the Week Ending December 23
The week’s most interesting columns and blog posts from around the web.
Feds In D.C. Charge Accountant With Lying To SEC
Federal prosecutors charge accountant with concealing information from securities regulators.
Falcone Rejects an Offer by SEC
Hedge-fund manager rejects SEC settlement offer that would have banned him from securities industry.
Securities Docket News Wire for 2011-12-23
Securities Docket News Wire for 2011-12-22 http://t.co/ItqCkUrg #
Securities Docket News Wire for Dec. 22, 2011
Get caught up with the Securities Docket News Wire for Dec. 22, 2011.
SEC slapped by Wisconsin judge
Federal judge in Wisconsin says SEC settlement provisions “vague,” inadequate.
Defending the SEC’s Neither-Admit-Nor-Deny Policy
Abandoning the standard settlement language would mean the SEC could no longer pick its trial battles carefully, deciding which factual situations could get the agency the most bang for its litigation buck. Instead, it would have to prepare for almost every matter as if a trial were inevitable, because it almost certainly would be. It’s [...]
House Committee to Hold Hearing on SEC’s ‘No Admit, No Deny’ Settlement Policy
House Financial Services Committee to hold hearing next year.
Insider trading: Why do feds treat it like a mob crime?
To get wiretaps, prosecutors had to “stretch the law toward its breaking point.”
Expert-Networking Executive Fleishman Gets 2 1/2 Years in Fraud Scheme
Defendant convicted in September of two conspiracy charges related to expert networks.