Jan. 27 Webcast Materials
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You are browsing the archive for December 2011.
Securities Docket News Wire for 2011-12-17
Regarding Allen: Prosecutors Argue Allen Stanford’s Claim of Amnesia is Bogus http://t.co/bBZbpetx # Archived Version and Materials for Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011 http://t.co/XqC11uhq # Archived Version and Materials for Dec. 8 Webcast: Math for Lawyers–Valuation Theory and… http://t.co/ZqvxYOZu # Securities Docket News Wire for 2011-12-16 http://t.co/6e2Rtllb #
Regarding Allen: Prosecutors Argue Allen Stanford’s Claim of Amnesia is Bogus
Doctors testing Stanford’s memory found he ‘either was not trying or was faking.’”
Archived Version and Materials for Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011
Andrew Vollmer, Douglas Davison and Marty Wilczynski joined us for this webcast.
Archived Version and Materials for Dec. 8 Webcast: Math for Lawyers–Valuation Theory and Practice 101
Jeff Litvak and Ken Mathieu joined us for this webcast.
Securities Docket News Wire for 2011-12-16
Tough Sentence Sought in ‘Expert Network’ Case http://t.co/Sg4Mgch6 # Madoff’s former controller to plead guilty http://t.co/MwNWZtBx # Australia: Former PwC consultant guilty of insider trading http://t.co/x4GK5qBF # SEC Appeals Rejection of Citigroup Settlement, Objects to ‘New and Unprecedented Standard” http://t.co/FODRPbI3 # SEC Watchdog Bought Radio Host’s Eagles Tickets After Interview http://t.co/XzqjqvKY # Republican bill would [...]
Tough Sentence Sought in ‘Expert Network’ Case
A former sales manager at a California “expert network” firm convicted earlier this year as part of an insider-trading probe should be sentenced to up to nine years in prison, prosecutors said. James Fleishman, a former employee of California expert-network firm Primary Global Research LLC, was convicted in September of two counts of conspiracy for [...]
Allen Stanford Appears to Be ‘Faking’ Amnesia: Prosecutors
Federal prosecutors say accused Ponzi schemer R. Allen Stanford appears to be “faking” memory loss in order to avoid his criminal trial scheduled for next month…. “Convincing, reliable evidence demonstrates that Stanford is faking memory loss,” prosecutors say in the 20-page filing. Read more: Allen Stanford Appears to Be ‘Faking’ Amnesia: Prosecutors — CNBC
Madoff’s former controller to plead guilty
Enrica Cotellessa-Pitz — who allegedly did double duty as the mistress of Madoff right-hand man Frank DiPascali — will appear at a hearing in Manhattan Federal Court on Monday, where she will cop to falsifying documents to cover up Madoff’s fraud, as well as lying to US regulators, prosecutors Lisa Baroni and Julian Moore said [...]
SEC Appeals Rejection of Citigroup Settlement, Objects to ‘New and Unprecedented Standard”
Today, the SEC announced that it has filed papers seeking appellate review of Judge Rakoff’s Citigroup decision in the U.S. Court of Appeals for the Second Circuit. In a statement today, Enforcement Director Robert Khuzami stated today that the agency believes Judge Rakoff erroneously applied a “new and unprecedented standard” in “requiring an admission of [...]