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You are browsing the archive for December 2011.
Republican bill would boost SEC budget
The U.S. Securities and Exchange Commission’s fiscal 2012 budget will increase under a bill introduced by House Republicans on Thursday…. If Democrats accept the Republican bill and help pass the legislation, the SEC budget would rise to $1.3 billion compared with the agency’s current budget of $1.185 billion. Read more: Republican bill would boost SEC [...]
Circuit Rejects ‘Vigorous’ Bid to Upset FCPA Conviction
Second Circuit declines to order new trial in Bourke case.
SEC Cops Want to Fight U.S. Judge
Enforcement staff expected to recommend SEC appeal Judge Rakoff’s rejection of Citigroup settlement.
Securities Docket News Wire for Dec. 15, 2011
Get caught up with the Securities Docket News Wire for Dec. 15, 2011.
Kluger Admits Stealing Law-Firm M&A Secrets in Trading Scheme
Former big firm lawyer is third defendant to plead guilty in scheme.
SEC Would Add Two Commissioners in U.S. Chamber Reform Plan
SEC would expand to seven members under Chamber proposal.
Siemens executives charged with bribery
U.S. prosecutors charge eight former Siemens executives with paying bribes to Argentina officials.
In Hunt for Securities Fraud, a Timid S.E.C. Misses the Big Game
Are the SEC’s complaints about its budget taken as a sign of submission by Wall Street?
Securities Class Action Lawyers Pull Lowest Fees Since 2004
NERA reports shows fees and expenses of $594 million are lowest since 2004.
Securities Docket News Wire for Dec. 14, 2011
Get caught up with the Securities Docket News Wire for Dec. 14, 2011.