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You are browsing the archive for 2011.
Spanish trader wins dismissal of SEC’s Potash case
Court finds speculation as to source of information “does not raise a material issue of fact for consideration by a jury.”
M&A-Related Litigation Has Replaced Stock Drop Suits as Plaintiffs’ Securities Lawyers’ Lawsuit of Choice
Are SLUSA and CAFA driving plaintiffs’ lawyers away from federal court and toward alternative class actions in state court?
Securities Docket News Wire for 2011-12-28
As Second Circuit Holds Citi Case, Rakoff Slams the SEC http://t.co/XN5Hh8zX # SEC Ups Its Game to Identify Rogue Firms http://t.co/ftsSeyjS # China’s Courts to Clarify Insider Trading Rules, Xinhua Says http://t.co/h16MNmdH # Securities Docket News Wire for 2011-12-27 http://t.co/INz89fa8 #
Securities Docket News Wire for 2011-12-27
SEC Charges GE Funding Capital Market Services with Fraud Involving Municipal Bond Proceeds http://t.co/0ak2jJR2 # Robert Morvillo, Legal Pioneer, Dies at 73 – http://t.co/0q5G9UCc http://t.co/jGBYrt91 # Securities Docket News Wire for 2011-12-26 http://t.co/VQ5KLY6d #
SEC Charges GE Funding Capital Market Services with Fraud Involving Municipal Bond Proceeds
SEC complaint alleges GE Funding CMS made improper, undisclosed payments to certain bidding agents.
Robert Morvillo, Legal Pioneer, Dies at 73
Prominent white-collar defense attorney Robert G. Morvillo passes away at the age of 73.
Securities Docket News Wire for 2011-12-26
Securities Docket News Wire for 2011-12-25 http://t.co/fyVRMJuY #
Securities Docket News Wire for 2011-12-25
Securities Docket News Wire for 2011-12-24 http://t.co/nqp16YTP #
Securities Docket News Wire for 2011-12-24
Web Watch: Best of the Week Ending December 23 http://t.co/kXDWYEbK # Feds In D.C. Charge Accountant With Lying To SEC http://t.co/I0J2nDlu # Falcone Rejects an Offer by SEC http://t.co/EGPEL9mE # Securities Docket News Wire for 2011-12-23 http://t.co/J2darGgl #
We Can Do Better Than This, Can’t We Mr. Khuzami?
By Securities Docket on December 28, 2011, 8:05 pm
“The fact that something has gone on for decades is not a meaningful answer to the criticism of the SECs enforcement practices by Judge Rakoff.”
Posted in SEC | Tagged Commentary, Settlements, Web Watch | Leave a response