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US judge Jed Rakoff tells how Wall Street got away with it — The Australian
Wall Street is trading in record territory, the US economy is showing sustainable signs of life and yet five years after the global financial crisis sent the world economy to its lowest ebb since the Depression, not one banker has faced criminal charges in the US or Britain, despite what many would describe as questionable, [...]
Securities Docket News Wire for May 19, 2013
Get caught up with the Securities Docket News Wire for May 19, 2013.
Securities Docket News Wire for May 18, 2013
Get caught up with the Securities Docket News Wire for May 18, 2013.
Securities Docket News Wire for May 17, 2013
Get caught up with the Securities Docket News Wire for May 17, 2013.
Securities Docket News Wire for May 16, 2013
Get caught up with the Securities Docket News Wire for May 16, 2013.
Rajat Gupta’s Lust for Zeros – NYTimes.com
The 64-year-old Gupta, who remains free on appeal, has vigorously maintained his innocence. But even as his appeal is heard this week, the fundamental question behind his case remains a mystery. Why would one of the most revered C.E.O.’s of his generation, who retired with a fortune worth some $100 million, show such bad judgment? [...]
Securities Docket News Wire for May 15, 2013
Get caught up with the Securities Docket News Wire for May 15, 2013.
Prison exclusive: Madoff, king of thieves – CNN Money
Madoff said that his deception began after the Black Monday crash of 1987, a massive stock market sell-off from which he never truly recovered. He said that’s when he turned his investors into victims, but he insists that his crime was never supposed to go on for so long. “It was certainly never my intention [...]
SEC Wraps Up Its ‘Golden Goose’ Insider Trading Case – Compliance Week
Yesterday, four and a half years after the SEC filed its complaint in what is now known even by the agency as the “Golden Goose” case, the SEC announced that final settlements were reached with the last remaining defendants in the matter. On May 14, 2013, a federal court entered final judgments against defendants Jamil [...]
Securities Docket News Wire for May 14, 2013
Get caught up with the Securities Docket News Wire for May 14, 2013.