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Diamond Foods Announces Audit Committee Investigation Findings
Diamond Foods, Inc. today announced that the Audit Committee of its Board of Directors has substantially completed its investigation of the Company’s accounting for certain crop payments to walnut growers. The Audit Committee has concluded that the Company’s financial statements for the fiscal years 2010 and 2011 will need to be restated…. The Audit Committee [...]
Prosecutors: Gupta wasn’t Rajaratnam’s only insider – Bloomberg
A second “insider” at Goldman Sachs Group Inc. allegedly leaked tips to hedge fund manager Raj Rajaratnam, U.S. prosecutors told the judge presiding over the case of former Goldman Sachs director Rajat Gupta. The government’s disclosure about another Goldman Sachs tipster for Mr. Rajaratnam, who was convicted of insider trading in May, came during Tuesday’s [...]
Securities Docket News Wire for Feb. 9, 2012
Get caught up with the Securities Docket News Wire for Feb. 9, 2012.
Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC
Stress level of compliance officers may be rising even higher.
Preet Bharara’s toothless bite of Wall Street – Salon.com
“Preet Bharara is not busting Wall Street. He’s not collaring the masters of the meltdown”
SDNY’s Christopher Garcia Joining Weil, Gotshal in New York
Chief of SDNY’s Securities & Commodities Fraud Task Force joining Weil.
Securities Docket News Wire for 2012-02-08
February 21 Webcast: The FCPA Compliance Defense — Yes or No? http://t.co/eS73m8mm # Federal Judge Joins Former Partners to Launch New Litigation Boutique – Business Wire – Wire… http://t.co/O5L2l8rI # Will the SEC’s Requiring Settling Parties to Admit Wrongdoing Increase the Number of Trials… http://t.co/5Wbs50Wm # Hong Kong Regulator Says It Should Be Able to [...]
February 21 Webcast: The FCPA Compliance Defense — Yes or No?
Please join Professor Mike Koehler and Howard Sklar for this free webcast.
Federal Judge Joins Former Partners to Launch New Litigation Boutique
The Hon. Richard J. Holwell (SDNY) steps down from bench to start a boutique litigation firm.