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At the SEC, Investigations About Investigators Who Investigate Other Investigators
Investigators investigating investigators who are investigating investigators….
Securities Docket News Wire for 2012-05-16
Opinion: How to show the SFO really means business – very publicly, don’t prosecute – http://t.co/fBVbZKo3 http://t.co/KK3q8OfE # Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses — The D & O Diary http://t.co/1wahRjex # Australia: ASIC sees surge in insider trading cases — Business Spectator http://t.co/oNsF9e8p # SEC STAFF HIGHLY CRITICAL OF [...]
Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses
Shareholders file suit in wake of JP Morgan’s $2 billion trading loss.
Australia: ASIC sees surge in insider trading cases
In last three years, ASIC has recorded 11 convictions for insider trading, with another seven cases still undecided.
Securities Docket News Wire for 2012-05-15
Securities Docket News Wire for 2012-05-14 http://t.co/gBAOJ05R # Securities Docket News Wire for 2012-05-14 http://t.co/9e64x9Ll #
Securities Docket News Wire for 2012-05-14
SEC Looks at Trading in Avon – http://t.co/IhHI6EWj http://t.co/qzPT0nWY # Gupta's Defense Team Fires Back on Wiretap Issue – http://t.co/IhHI6EWj http://t.co/U3K0D7U8 # Web Watch: Best of the Week Ending May 11 – Compliance Week http://t.co/0VWqgOLZ # Securities Docket News Wire for 2012-05-13 http://t.co/K85GA4hT # Securities Docket News Wire for 2012-05-13 http://t.co/2vpgvk78 #
Web Watch: Best of the Week Ending May 11
The week’s most interesting columns and blog posts from around the web.
Securities Docket News Wire for 2012-05-13
Securities Docket News Wire for 2012-05-12 http://t.co/Q4tasfDp #
Securities Docket News Wire for 2012-05-12
Securities Docket News Wire for 2012-05-11 http://t.co/PGhnP4wR #
Securities Docket News Wire for 2012-05-11
Judge tells insurer: Pay insider trading legal fees – for now http://t.co/t75RtWIc # SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges – Compliance Week http://t.co/Gke8XNIp # Securities Docket News Wire for 2012-05-10 http://t.co/8Ak7z5Lj #