Bruce Carton is the President of Docket Media LLC and the editor of Securities Docket, the Global Securities Litigation and Enforcement Report. He is also a featured columnist for Compliance Week on securities enforcement and litigation issues, the author of Compliance Week’s “Enforcement Action” blog, and the co-author of Law.com’s popular “Legal Blog Watch” column.
Carton is a former Senior Counsel with the SEC’s Division of Enforcement, where he investigated and brought cases for violations of the federal securities laws. He was subsequently a securities litigation and SEC enforcement partner with one of the world’s largest law firms (now known as DLA Piper), and later a Vice President at Institutional Shareholder Services.
Carton is a regular speaker, commentator and moderator on securities litigation and regulatory issues and has appeared as a guest on business television shows including FOX Business News. He has also been quoted in publications such as Time Magazine, The Wall Street Journal, The New York Times, The Washington Post, Bloomberg, Financial Times, Fortune, and Institutional Investor magazine. In 2009, Carton served as an Adjunct Professor of Legal Writing at George Mason University School of Law.
Recent press:
- Fortune Magazine, April 21, 2010: Goldman Case is “Positive PR” for the SEC
- McClatchy, April 16, 2010: Reputation of SEC’s Khuzami is on the line vs. Goldman
- Reuters, February 19, 2010: Philadelphia, where rogue traders dare not tread
- Time Magazine, Feb. 11, 2009: Mary Schapiro Moves Quickly to Shake Up the SEC
- Fox Business Video: Feb. 4, 2009: Is the SEC to Blame for Madoff’s Making Off?
- Time Magazine, Jan. 27, 2009: Can Mary Schapiro Revitalize the SEC?
- The Washington Post, Dec. 24, 2008: SEC Chief Defends His Restraint
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[...] runs it: Securities Docket (SD) is edited by Bruce Carton who is also the author of the SD Insider Column. Bruce is a former Senior Counsel with the SEC’s [...]
[...] titled “Web 2.0: Leveraging New Media in a Securities/Compliance Practice.” The presenters were Bruce Carton, editor of Securities Docket, and Doug Cornelius, Chief Compliance Officer at a private equity firm [...]
[...] Docket editor Bruce Carton was a guest last night on “NoQuarter Radio’s Sense on Cents with Larry Doyle.” An [...]
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[...] Week Columnist; President, Docket Media LLC; Founder and Editor, Securities Docket, the ubiquitous Bruce Carton [...]